Neo-Criterion Capital (NCC) is a China focused asset manager with offices in Hong Kong and Shanghai. The firm is regulated by the Securities & Futures Commission of Hong Kong ("SFC") and also registered with the US SEC as a Registered Investment Adviser ("RIA").

We started as a small boutique firm in December 2013 managing a China A-Share fund with money from staff, family and friends, and a university endowment, and have since grown into a full-fledged firm.

This was made possible by our commitment from the start to invest in our people, business infrastructure, compliance and governance.

Investment management is a people business, and we emphasize hiring, retaining and rewarding the right people. We have instituted a pay-for-performance system that is both rigorous and generous to aid talent retention.

Our middle and back office is fully automated with a straight through processing platform, which enables trade orders to flow seamlessly to the brokers and custodian for settlement without any human intervention.

We have appointed legal advisors and external compliance consultants to enhance and monitor our firm’s compliance framework with Hong Kong and US' laws and regulations.